Dioptase: a distributed data streaming middleware for the future web of things
© Billet and Issarny; licensee Springer. 2014
Received: 3 June 2014
Accepted: 17 October 2014
Published: 8 November 2014
The Internet of Things (IoT) is a promising concept toward pervasive computing as it may radically change the way people interact with the physical world, by connecting sensors to the Internet and, at a higher level, to the Web, thereby enacting a Web of Things (WoT). One of the challenges raised by the WoT is the in-network continuous processing of data streams presented by Things, which must be investigated urgently because it affects the future data models of the IoT, and is critical regarding the scalability and the sustainability required by the IoT. This cross-cutting concern has been previously studied in the context of Wireless Sensor Networks (WSN) given the focus on the acquisition and in-network processing of sensed data. However, proposed solutions feature various proprietary and highly specialized technologies that are difficult to integrate and complex to use, which represents a hurdle to their wide deployment. At the other end of the spectrum, cloud-based solutions introduce a too high energy cost for the envisioned IoT scale, considering the energy cost of communication over computation. There is thus a need for a distributed middleware solution for data stream management that leverages existing WSN work, while integrating it with today’s Web technologies in order to support the required flexibility and the interoperability of the IoT. Toward that goal, this paper introduces Dioptase, a lightweight Data Stream Management System for the WoT, which aims to integrate the Things and their streams into today’s Web by presenting sensors and actuators as Web services. The middleware specifically provides a way to describe complex fully-distributed stream-based mashups and to deploy them dynamically, at any time, as task graphs, over available Things of the network, including resource-constrained ones.
KeywordsData stream management system Internet of things Streaming Middleware
The Internet of Things (IoT) is a promising concept toward pervasive computing and one of the major paradigm shifts that the computing era is facing today . In the IoT, everyday objects, the “Things”, get networked so that they can cooperate autonomously, and allow humans to interact with the physical world as simply as they do with the virtual world ,. However, the IoT paradigm raises tremendous challenges, including the ability to perform continuous processing of data streams presented by Things. Data stream management is indeed a cross-cutting concern for the IoT , which must be studied urgently because it affects the future data models of the IoT. Specifically, applications aimed at the IoT have to manage data acquired from the physical world and thus deal with the consumption of continuous data that evolve over time, as opposed to consuming data of the traditional Internet that are primarily discrete. Hence, in the IoT, data become volatile since they are useful only when they are produced and processed, while requests become persistent since they are permanently executed.
The continuous processing of sensed data has been extensively studied in the context of Wireless Sensor and Actuator Networks (WSAN) given the focus on the acquisition of data from the physical world. This has resulted in the introduction of dedicated Data Stream Management Systems (DSMS), which are, in the case of WSANs, tools to manage and process streams across a sensor network . Historically, DSMSs were part of relational database research, as extension of Data Base Management Systems (DBMS), establishing a theoretical background for data stream management. In contrast to DBMS, WSAN research focuses on very low-power devices and emphasizes in-network processing in order to save energy and increase the lifetime of the networks , as one exchanged bit is sometimes equivalent to 1000 CPU cycles . WSAN-based DSMSs thus adapt formal algebras and data models of DBMSs ,, while featuring custom operations for continuous stream processing as well as probabilistic operators , that are designed to reduce the device’s processing load (CPU, memory and energy) and correct the errors that occur within mobile and distributed sensing environments (transient errors). Still, WSAN-based DSMSs are facing major challenges which prevent them from being used directly in the IoT:
They are characterized by various levels of in-network processing, with the use of fully or partially centralized approaches based on a single or many collection points. The systematic use of proxies in WSANs to solve resource constraints is indeed a bottleneck and a threat to the scaling up aim, a mandatory criterion of the IoT.
They introduce many proprietary technologies (from both network and development perspectives) which can be used only in specific sensor networks and are difficult to use for developers who are not expert in the domain ,. As a solution, given that today’s Web connects smoothly a huge number of highly heterogeneous devices , Web-based DSMSs for the IoT promote interoperability, standardization and openness by using Web-based techniques and methods that enable stream management , making the IoT part of the greater Future Internet as a Web of Things (WoT). However, existing approaches do not suit well the energy- and resource-efficiency requirements of resource-constrained Things, because of the overhead associated with Web technologies that makes them working only on the most powerful Things , or “smart Things” (typically smartphones or plug computers).
Due to the limited resources of the devices, WSAN-based DSMSs are dedicated to specific tasks composed from a fixed set of operations (e.g., relational operators). As a result, it is either not possible, or at least very difficult, for developers to apply new operators once the network has been deployed. The developer can only compose a fixed set of existing operators provided by the DSMS. This is not appropriate for dynamic and large networks like the IoT, which is expected to run various contextual tasks that are not predefined.
Most of the above problems are related to the resource constraints of the existing sensor technologies. However, moderately powerful Things, or “average Things”, are emerging, pioneered by sensor technologies like Imote2  and Sun SPOT . These devices are likely to expand drastically in the near future while their cost will decrease, as more and more IoT appliances are expected to be released by the industrial world . Typically, this class of devices can accommodate Web technologies provided the technologies are adequately revisited, knowing that only a subset of these technologies are useful for implementing Web services in order to achieve the Web of Things (WoT) vision. Hence, we argue that WSAN- and Web-based techniques need to be integrated within a fully-distributed streaming middleware that is able to run directly onto every type of average and smart Things. As a benefit, the IoT will be more interoperable, each Thing will be more autonomous and the need of proxies will be mitigated.
Toward this end, this paper introduces a customizable distributed DSMS middleware, called Dioptase, whose contributions are as follows:
Dioptase adds flexibility to state of the art DSMS solutions for resource-constrained devices, by introducing a high-level application model that can map any IoT/WoT application onto the entities of the network (sensors, actuators, users, services, databases, etc.). In this model, each Thing is abstracted as a generic device that can be dynamically assigned communication, storage and computation tasks according to its available resources, enabling the applications to be directly executed in the network without any proxy (in-network processing).
Dioptase features a customizable middleware architecture that is versatile enough to be deployed on a large class of Things that vary significantly in terms of resource availability (e.g., sensors, smartphones or plug computers), provided these Things are able to communicate directly through the Internet infrastructure (typically the average Things that use 6LoWPAN) . Unlike WSAN-based DSMSs that target specific sensor networks, Dioptase enable developers to use the same middleware on moderately powerful sensors (e.g. Sun SPOT), smartphones, personal computers, servers and the cloud.
From a technical perspective, the flexibility of Dioptase is based on a lightweight domain-specific language (DSL) designed to express continuous processing tasks. The DSL syntax is specifically optimized to be interpreted on the huge number of average Things that are more powerful than small sensors but very limited compared to smart Things. This mechanism enables the dynamic deployment of tasks in isolated sandboxes which are naturally safer than arbitrary binary-code deployment ,. As a benefit, developers can build applications composed of tasks deployed in the network at any time, using standard Web services. To achieve this, Dioptase features relevant optimizations of Web technologies (small Web server, subset of protocols, compression, etc.) and leverages advanced stream management techniques (in-network processing, approximation and dynamic reconfiguration).
As detailed in the following, Dioptase makes it possible: (i) to integrate the Things with today’s Web by exposing sensors and actuators as Web services, (ii) to manage physical data as streams, and (iii) to use any Thing as a generic pool of resources that can process streams by running tasks that are provided by developers over time. The rest of this paper is organized as follows: Section 1 first discusses the role of proxies in WSANs and reviews related work in the area of streaming solutions for WSANs and IoT/WoT, highlighting required capabilities for data streaming middleware in the future IoT/WoT context. Section 1 then presents the Dioptase application model for the WoT, which allows the design of mashupsa that compose the streams flowing in the WoT. Following, Section 1 describes the architectural design of the Dioptase middleware together with its implementation, while Section 1 provides an evaluation of Dioptase for both average and smart Things. Finally, Section 1 draws some conclusions and sketches our perspectives for future work.
Our work is motivated by the two following main goals:
We want to make Things able to execute complex tasks that are not predefined at the Things’ deployment time so as to enable developers to use the WoT as a pool of generic resources, without unneeded intermediaries (proxies, gateways, base stations, etc.). The role of such intermediaries is specifically discussed in Section 1.
We want to integrate the work done on data streaming for wireless sensor networks with the Web in order to actually achieve the Web of Things (WoT) vision , which has led us to base our research on the work on data streaming as part of the Web and of WSANs. Existing DSMSs for WSANs are presented in Section 1 with their related advantages and drawbacks.
Our solution specifically lies in enabling stream-oriented mashups that may be dynamically deployed and reconfigured, which suits well the real-world use cases that are commonly presented in the IoT/WoT literature and highlights the increased autonomy of Things (e.g., see ).
2.1 Intermediaries in WSANs
Usually, a WSAN is composed of (i) several motes equipped with one or more sensors and a wireless interface, and (ii) more powerful devices, typically fixed and continuously-powered, that embed actuators . In addition, a WSAN leverages proxies, gateways or base stations for carrying out collection and computation tasks, as well as communication with other networks, such as the Internet. Nowadays, the above intermediaries are not anymore required for communication between motes and the Internet, thanks to the standardized stack composed of IEEE802.15.4 and 6LoWPAN, which is intended to replace proprietary communication proxies (application level) by standardized IP routers (network level) . As a benefit, motes have an IPv6 address, or an equivalent made of the network identifier and a small address, and can communicate directly with the Internet.
Regarding data collection, proxies are still needed in order to enhance the sensor network capabilities, e.g., for implementing heavy computation (offloading), centralized management and task deployment, caching and security/privacy (access control, key management, etc.). However, offloading data collection and processing to proxies is energy-consuming due to the wireless communication, which holds for any wireless device, including smartphones ,. Similarly, cloud-based stream processing is quite popular today, and there are some attempts to use it with sensor networks and IoT: cloud of sensors, cloud-based IoT, cloud-assisted remote sensing, etc ,. However, the same problems arise regarding communication costs, availability (specifically for mobile Things with sparse connectivity), latency and privacy.
As a solution to the above problems, it has been proposed to let the sensor network performs as much in-network processing as possible before sending anything to a proxy or the cloud, in order to: (i) reduce the amount of transferred data and (ii) make use of the motes at their full potential. For example, structural health monitoring is a case where a huge amount of measurements is produced quickly because of the vibration sensors. These types of sensors are very sensitive and detect a lot of 3-axis accelerations, saturating the network and exhausting the sensors’ batteries. In such a case, pre-aggregation, pre-filtering and compression can be performed within the motes instead of the base station .
Consequently, in our opinion, centralized intermediaries (proxies, surrogates, cloudlets and the cloud) should be leveraged primarily for heavy computation, while in-network processing should be favored for common and simple tasks (filtering, merging, etc.) as well as for complex tasks when powerful/specialized enough Things are available. To this end, Dioptase is intended to avoid reliance on those intermediaries whenever possible, by running on devices that support 6LoWPAN or IPv6 and communicate directly with the Internet. Nevertheless, in cases where intermediaries are needed, Dioptase can be deployed on them and run as a middleware layer for deploying tasks dynamically and managing data streams.
2.2 DSMSs for WSANs
The work most related to ours may then be classified into three major families of DSMSs for WSANs, which are respectively based on: (i) the relational model, (ii) macro-programming and (iii) Web services.
We also identify related work on supporting the construction of mashups in the WoT although focused on the exchange of discrete data like Actinium , COMPOSE , Eywa  and the Thin Server architecture . However, these solutions consider Things as passive data providers and shift the computation logic into powerful servers or into the cloud. As we said before, in our opinion, centralization is not suitable for the WoT from a scaling up perspective, even in the cloud, as it weakens the entire network and increases the overall energy consumption.
Relational DSMSs extend the relational model by adding concepts that are necessary to handle data streams and persistent queries, together with the stream-oriented version of the relational operators (e.g., selection or union). The sensor network is then managed as a large database that can be queried using a SQL-like language, with some specific operations. The database may further be distributed (each node runs a part of the query), centralized (a powerful node collects all the data and applies queries) or partially centralized (with many powerful nodes) . From a practical perspective, queries are translated into query plans that are distributed in the network. State of the art DSMSs primarily differ with respect to: the expressiveness of the query language, the associated algebra, and assumptions made about the underlying networking architecture. A well-known DSMS is TinyDB, which exposes the sensed data as a relation (i.e., table) on which it is possible to apply queries over the sensed values as well as the metadata associated with the sensors. During the handling of queries, all the nodes execute the queries that are distributed in the network and the results of each query get aggregated as they traverse the routing tree maintained by the system. In the same vein, Cougar acts as a database of sensors where the query plans are provided to proxies that take care of activating the relevant sensors and applying the operations on the collected data. MaD-WiSe offers a runtime system for queries that is fully distributed, and each sensor may directly execute part of a query plan and then deal with sensor-specific tasks. Borealis, previously Aurora, uses data stream diagrams, which express the combination of relational operators over the streams received by the system. From a theoretical perspective, various systems propose custom extensions to the relational model as well as custom implementations of the relational operators. For instance, STREAM distinguishes streams from relations, where the latter can be handled by classical relational operators. New operators then deal with translation from stream to relations (typically using windows), and vice versa (using streamers). EQL moves a step forward, by enabling the developers to express composite queries in a very concise way, in order to detect and track complex events which involves various types of sensors (e.g., gas leak). Other proposals -, deal with issues as diverse as blocking and non-blocking operators, windows, stream approximation, and various optimizations.
State-of-the-art WSAN-based DSMSs suffer from proprietary protocols and technologies specifically designed to handle the characteristics of resource-constrained devices. As a consequence, proxies are often used to collect, process and present sensed data on the Internet, creating (i) an unwanted bottleneck, (ii) a single point of failure and (iii) an increased energy consumption if no proper in-network processing technique is used. To alleviate such effects, a DSMS for the WoT should include a middleware layer designed to run directly on Things without any intermediary (except for conversions at physical and link levels), given that modern device classes are emerging and allows more flexible data stream management based on the use of Web technologies. In addition, such middleware must reuse and extends the rich theoretical background of relational DSMSs, especially the data models proposed to describe streams and the non-blocking operators initially designed for WSANs.
Macroprogramming-based DSMSs enable users to express tasks over the WSAN using a DSL instead of a query language. The resulting tasks, or macroprograms, are compiled into microprograms to be run on the networked nodes, hence easing the developer’s work who no longer has to bother with the decomposition and further distribution of the macroprograms. Macroprogramming-based DSMSs are overall similar to classical macroprogramming approaches aimed at WSAN. However, they feature additional primitives and mechanisms oriented toward stream management. For instance, Regiment  introduces a functional language that enables programming the WSAN and manipulating the streams that flow in the network. As for Semantic Streams , it defines a declarative language based on Prolog, which features data structures to handle streams, together with mechanisms to reason about the semantics of sensors. For instance, the system is able to compose or adapt data according to the available sensors and the given request.
As outlined above, existing macroprogramming-based DSMSs follow a static approach where the macroprograms are compiled into microprograms that are deployed once for all. Specific techniques can be used to dynamically update the network: (i) dynamic reconfiguration and (ii) dynamic deployment. However, the former techniques usually assume that the tasks are already implemented on the devices , while the latter techniques usually support binary deployment (e.g., Deluge ). Instead, a DSMS for the WoT must provide a high-level of dynamicity by making possible to change both the global and the local behaviors of the network at any time. To this end, the developers should be provided a way to represent WoT applications as abstract programs that are distributed dynamically in the actual network. In addition, sandboxes should be used to increase the overall reliability, as an attacker can benefit from arbitrary binary deployment to deploy malicious code on any open device.
Service-oriented DSMSs aim to integrate with classical service-oriented architectures, thereby taking advantages of the existing infrastructure (interaction and discovery protocols, registries, service composition based on orchestration or choreography, etc.). Similarly to database-oriented relational DSMSs, the simplest service-oriented DSMSs are centralized with a unique point of data collection ,,, or semi-distributed based on a set of data collection points ,. However, these DSMSs focus mainly on the problem of presenting streams as services, without reusing the existing and valuable theoretical work from WSANs. In practice, these approaches are based on well-known Web service technologies. For RESTful services, some studies use specific mechanisms of the HTTP protocol, like Web hooks, long polling and HTTP streaming. As for SOAP services, some work extends the SOAP architecture by adding new message exchange patterns (MEP) designed for stream communication (e.g., the capability for a service to receive multiple requests and produce multiple responses in parallel when invoked) . Usually, sensors are presented as Web resources, identified by URIs ,,. The paradigms used to broadcast streams vary from one solution to another. Stream Feeds uses pull requests to gather historical data and push requests to receive new data issued by the sensors. RMS goes a step further by building upon a topic-based pub/sub infrastructure, while WebPlug uses an infrastructure based on pollers that periodically check the state of resources.
Integrating data stream management into service-oriented architectures is a logical evolution of sensor networks, as Web technologies provide a greater flexibility, ease of use and interoperability compared to existing WSNs technologies. The proposed solutions, in particular, enable Things to communicate through the Internet and expose their resources as standardized Web services. As simple as the present Web, these services can be used to build mashups that interact with the physical world. However, existing solutions are limited by their scope. Indeed, much research is focusing on how to present streams as Web services, and neglects many complex aspects like continuous processing of streams (merging, filtering, adaptation, approximation, etc.). Reusing theoretical and practical foundations that were established by the two other families of DSMSs is a crucial step to enable the IoT to take advantage of WSAN capabilities together with the flexibility, the reliability and the interoperability of the Web, which guided the design of the Dioptase application model and supporting middleware toward the WoT vision.
3 The dioptase application model for the WoT
The Dioptase application model for the WoT allows developers to easily build mashups able to manage, process and compose streams produced within networks of Things. This model is oriented toward the high-level description and distribution of stream-based mashups as components over the network, enabling the dynamic deployment of these components over resource-constrained Things.
3.1 Dioptase component model
As illustrated by the WSAN work, we identify four high-level roles that each Thing may play, usually in combination, depending on its resources: (i) A production role where the Thing presents sensor data as streams, (ii) a processing role where the Thing continuously processes streams, (iii) a consumption role where the Thing acquires streams and drives actuators, and (iv) a storage role where the Thing saves data extracted from streams (in its memory, or persistently).
A Dioptase mashup is thus composed of distributed components, called atomic components, derived from the above roles: producer, processor, consumer and storage. These components interact (are connected) by continuously exchanging data as streams. The mashup can then be easily described as an acyclic directed graph (V L,E L) where the nodes v l i ∈V L are producers (sources), processors, consumers (sinks) and storages, and the edges of the graph, e l j ∈E L, are streams that link components together.
The mashup graph is equivalent to the query plan that can be found in DSMSs that present sensor networks as databases. However, query plans are strongly coupled to the query language capabilities that are limited w.r.t. the set of operations that can be executed. In contrast, the high-level nature of the Dioptase components makes it possible to easily represent any element of a WoT application as components that produce and consume streams. For example, end-users, GUI and actuators can be abstracted as consumers while sensors, databases, crowd-sensors and any other type of data source (e.g., a Web service that gives information about the weather) can be abstracted as producers. In addition, processors may implement any type of continuous computation, or task. This flexibility allows the representation of mashups that can describe complex tasks for a wide variety of entities (sensors, actuators, servers, users, services, etc.).
We call this graph a logical mashup graph because it describes the tasks that the network has to perform. This graph is provided by the developer either directly or expressed as a query that is translated into a mashup graph. Using information provided by a discovery system (e.g., registry or distributed protocol ) that is aware of Things’ locations and available resources, the logical mashup graph is automatically converted into a physical mashup graph (V P,E P), were each v p i ∈V P is a pair (v l,n) that maps a component vl onto a host device n, as depicted in Figure 1(b). In particular, depending on its capabilities, a Thing can be assigned either a single component or an entire subgraph. The problem of computing the physical mashup graph from the logical mashup graph is a variation of the task mapping problem, where a set of communicating tasks with several properties (constraints, requirements, resource consumption, etc.) have to be mapped to a set of connected nodes given their characteristics (location, hardware capabilities, etc.). Task mapping within Dioptase is beyond the scope of this paper, and the interested reader is referred to  for relevant baseline together with  for a specific Dioptase solution.
In our component model, each component defines some input ports for the consumption of streams, depending on the component type, and at most one output port where new stream items are produced. Provided the data types specified for the input and output streams match, any output port can be connected to any input port through a one-to-one connection. Theoretically, stream communication between components can be achieved in three ways: (i) pull, where a consumer requests a producer to send the data stream, (ii) push, where a producer requests a consumer to process its data, and (iii) hybrid, which allows the two previous modes. The choice of either mode is not important from a functional perspective and defines only which component should initiate the transmission. In our work, we consider that a consumer must be autonomous and does not have to process an unwanted stream. As a consequence, the data exchange between two components is pull-based, as a component always decides how to connect its input ports.
3.2 Data stream
According to the literature ,,, a stream is a sequence of discrete items that are linked by some properties (e.g., same source, same type, time coupling, etc.). The size of this sequence is theoretically infinite and it is not possible to know its end a priori. In Dioptase, each stream item is a tuple associated with a timestamp that can be explicit, if generated with the tuple, or implicit, if defined when the tuple is received ,,. Then, as for relations in relational databases, a Dioptase stream adheres to a schema that defines the attributes of each tuple. In addition, the Dioptase schema is intended to take into account semantic aspects of the sensed data and the characteristics of the data source. In practice, the schema is composed of:
The Semantic concept of the attribute (e.g., temperature or pressure), which helps Things to reason about the produced data in order to, e.g., compose them automatically (e.g., ) or select the most relevant algorithms for approximation, prediction or interpolation.
The Concrete type of the attribute, i.e., the data type. The most simple types are integer, real or boolean, but more complex types can be considered, like image or audio/video sequence.
Metadata that are specific to the semantic concept, and make the system more adaptable. For example, the unit of measurement can be used to adapt automatically to requests that involve different units for the same semantic concept (e.g., kelvin, celsius and farenheit for temperature).
The properties defined in the schema can be defined using a standard vocabulary in order to reason automatically about these data, according to external knowledge provided by the developers. For example, the unit and semantic type can refer to ontologies of physical concepts and related models (prediction, interpolation or error models) .
The connection between a component’s output port to the input port of another component is established through a connector, i.e., a software component that manages the transport, adaptation and presentation of the data as streams, between two components. We introduce two types of connectors for stream transportation in Dioptase: local connector and remote connector. The former manages connections between two components that are running on the same Thing and optimizes communication accordingly, while the latter acquires data from a component that is running on another Thing.
Various specializations of the remote connector may be envisioned, notably for interfacing the Dioptase middleware with other data stream management systems, sensor networks (e.g., a CoAP connector)  or existing services (e.g., a meteorological database). This remains an area for further extension of the Dioptase middleware, while our current middleware implementation supports HTTP-based streaming (polling, hooks and websockets ,).
3.3 Stream processing
Stream-based communication requires dedicated support for data processing. Indeed, as streams are unbounded, it is not feasible to store the entire stream before applying any operation. Although some operations are naturally non-blocking, i.e., able to produce tuples without detecting the end of input streams (e.g., set intersection), some other operations are unable to produce any item before the acquisition of the entire streams (e.g., set difference) . The current Dioptase middleware handles blocking operations using windows, although this is not detailed in the paper; the interested reader may refer to  for classical windowing techniques. Concerning non-blocking operations, traditional WSAN-based DSMSs fix the set of operations that can be applied (typically relational operators). However, this is too restrictive, especially in light of the increasing capabilities of Things. Instead, the developers should be provided means to dynamically specify complex tasks for execution by Things. Hence, Dioptase introduces the processor components, which perform non-blocking processing.
Thanks to processor components, Things are able to perform any computation over data streams that is not necessarily defined at the time the Things are deployed. Specifically, a processor executes a given task, i.e., a sequence of operations, over one or more streams, where the task may be provided at any time. A task can be either compiled (directly implemented on the Thing by the developer, using the platform’s native language) or interpreted, i.e., described in a lightweight DSL, which is directly interpreted by the middleware. While the Dioptase DSL, called DiSPL (Dioptase Stream Processing Language), supports generic-purpose structures (control flow statements), specific primitives are provided to manipulate data streams (e.g., read/write into streams or build new stream items) and atomic components (e.g., create new storages or migrate a processor). As a benefit, DiSPL enables the developer to describe a wide range of complex tasks and dynamically send them to any known Thing, at any time. Technical details about DiSPL to describe interpreted tasks are provided in the next Section.
Compiled tasks are less flexible than interpreted ones, but they are more efficient (native code) and are useful to implement the library of common processing tasks (e.g., compute an average value, count the number of items) which we refer to as operators. These operators are often used in practice by developers and it is better to express them as compiled tasks in order to improve the efficiency of WoT applications. In addition, Dioptase includes various packages of operators dedicated to approximation (e.g., linear prediction , sampling), correction and compression of sensed data.
In order to reason about the types of data a task can produce or consume, each task is characterized by a contract. This contract defines the schemas of the input and output streams that are compatible with the task and its operations. At deployment time, these information are used by the processor to instantiate its ports and the related schemas. The following JSON snippet presents an example of contract for a simple operator that counts the tuples (any type) of a single input stream: for each stream item read from the input stream, the operator increments its internal counter and writes the value of this counter in its output stream. Accordingly, the contract expresses that the output stream is composed of single-valued items (attribute name is count) that do not have semantic type and unit.
However, in some cases, the output schema must be built dynamically at deployment-time by the task, based on the actual schemas of the input streams. For example, the output schema could be identical to one of the input schema, or the output schema could be composed from some attributes of each input schemas. The following JSON snippet presents an example of contract for an inner join operator on two input streams. This operator admits a string parameter (called attribute) used for performing the join on one attribute of the input schemas.
4 Dioptase architecture and design
At run-time, the Component Manager runs the components that are deployed on the Thing. These components produce and consume streams, locally and remotely, through the connectors that manage data transport. The processors run the tasks that are either provided by developers or obtained from a standard operator library (e.g., selection, join, sort). Non-predefined tasks are deployed at run-time and are described using the DiSPL DSL that is run by the embedded Interpreter.
Network communication is carried out through Web services that expose the resources of the Thing (access to streams and metadata, manage components, settings, etc.). For this purpose, the middleware embeds a lightweight all-in-one Web client/server optimized to run with few resources. The services are written in native code and are directly compiled with the middleware. Their implementations are well-decoupled from the Web server and, instead of the costly TCP transport protocol, Web services protocols for resource-constrained devices can be used, such as CoAP or HTTPU (HTTP over UDP) .
Precisely, only a subset of HTTP is useful to implement a Web service  and, consequently, our small HTTP implementation supports only a limited set of requests (GET/POST only), headers, MIME types, encodings (UTF-8 only), languages and mechanisms. Similarly, lightweight formats are used whenever possible (binary serialization or JSON) for describing services parameters and responses’ content. Basically, only simple requests/responses are supported, with the smallest set of mandatory HTTP headers. For the Thing with higher capabilities, additional HTTP standard functions, like Compression (e.g., gzip, deflate) or Cryptography (e.g., SSL, TLS), are provided as Plugins that can be enabled or disabled according to the Thing’s resources. Compression is particularly interesting, as it can reduce drastically the amount of exchanged data and the energy consumption .
All the components presented in Figure 3 are intended to be deployed directly on the Thing. However, in order to run on a large number of Things and to handle the hardware heterogeneity of Things (heterogeneous resources, specific capabilities, etc.), Dioptase is highly modular and can be adapted to the resources of the Things. Concretely, the middleware deployment consists of two steps: customization and deployment. Customization of the middleware consists into removing irrelevant modules (e.g., compression/cryptography plugins or the interpreter component) and adding or implementing new modules based on the specific capabilities of the Thing (e.g., hardware video decoding). For example, during this phase, the Thing’s owner may implement new operators and register them in the standard library, for future usage. Similarly, the DiSPL DSL can be extended by defining additional packages of instructions (e.g., a wrapper for a library deployed onto the Thing). Ultimately, the customized middleware is deployed onto the Thing and connected to the network.
In fact, customizing the middleware is rather straightforward, as the modules are clearly identified. Nevertheless, even if it has to be done only once, this operation can be time-consuming. Fortunately, a great deal of it can be simplified, by providing pre-packaged and preconfigured versions of Dioptase built for specific classes of Things (depending on their hardware resources). Regarding the development of Thing-specific components (e.g., supporting a video decoding chip), widely used libraries can be shared between developers or, in the future, provided by the vendors.
4.1 Middleware services
Dioptase is a service-oriented middleware that exposes the Thing’s resources (sensors, actuators, components and streams) as services, and more specifically RESTful services because of performance constraints . The main middleware services are the streaming services that enable access to streams, and the management services which are used to manage and control the Thing and the middleware modules.
Streaming Services are implemented using two different techniques supported by the web server’s streaming plugin: (i) HTTP streaming, where the connection is never closed and each item is sent as chunks in the HTTP response, and (ii) Web hooks, which establish a callback service in the client in order to enable the server to send new items as HTTP requests. We use both techniques because of their respective advantages and drawbacks. On the one hand, HTTP streaming implies maintaining a TCP connection and Web hooks lead to a large overhead (request headers) . As a consequence, if the stream’s data rate (i.e., stream items per second) is high, HTTP streaming is more efficient as it introduces a constant overhead (the TCP connection) independently of the number of stream items. On the other hand, if the data rate is low, Web hooks are more suitable because they avoid the use of an infinite connection.
Access to a stream is done in two steps: access request and streaming. The first step consists in calling the service stream as a regular RESTful service with the desired streaming method (HTTP streaming or Web hooks) as a parameter. The second step is different according to the method: in the case of HTTP streaming, the data are embedded in the response and, in the case of Web hooks, the callback service is invoked for each new stream item. To illustrate this two step process, Appendices A and B present an example of a simple stream of light values, accessed over HTTP streaming and Web hooks.
This behavior is abstracted by using the remote connector, which manages these low-level aspects by opening or closing callback services transparently. However, if it is not possible to directly access a Thing through the network (e.g., because of NAT), using a proxy is mandatory and Web hooks communication is disabled. This problem, which is related to some networks (e.g., LAN, 3G), will be alleviated in the future because of the use of IPv6 that solves the addressing problem. As a benefit, NAT mechanisms will disappear , enabling each Thing to be accessed directly through a public address.
Common Dioptase services and their parameters
Description and parameters
Access to a stream. id=<stream id>, mode=stream|hook, *hook=<hook name> (if mode=hook)
Get the properties of the Thing: sensors, actuators, supported storage types and metadata. *sensors=true|false, *actuators=true|false, *storages=true|false, *metadata=true|false
Get identifiers, units, semantic/concrete types and metadata of one or all the sensors. *id=<sensor id>
Get identifiers and parameters (names, types, metadata) of one or all the actuators. *id=<actuator id>
Get identifiers and contracts (name/type of inputs, number of inputs) of one or all the compiled operators. *id=<operator id>
Executes one of the actuation service. id=<actuator id>, service=<service name>, actuator-specific parameters (key/value)
Get the name and the input/output stream URIs of deployed components (producer, processor, storage).
Stop and destroy a component. id=<component id>
Get identifiers and input/output streams schemas of one or all the processors, possibly in extended form (logic, state, schemas). id*=<processor id>, *extended=true|false
Get the content of the internal state of a processor. id=<processor id>
Deploy a new processor and starts it. id=<processor id>, code=<source code> or operator=<operator id>, inputs=<URIs>, *state=<start state>, *history=true|false, *h-size=<history size>, operator-specific parameters (key/value)
Get a processor history as a stream. id=<processor id>, *t-start=<timestamp>, *t-end=<timestamp>|now, *nb=<nb of items>
Migrate a processor to another device. id=<processor id>, to=<URI>, *forget-state=true|false
Get identifiers, sensor names and output streams schemas of one or all the producers. *id=<processor id>
Deploy a new producer. id=<producer id>, sensor=<sensor id>, *sampling=<sampling rate>
Get identifiers, types and input/output schemas of one or all the storages. *id=<storage id>
Deploy a new storage. id=<storage id>, type=<storage type>, storage-specific parameters (key/value)
Deploying a storage component is a similar operation, provided the storage type is supported by the Thing. At present, the Dioptase prototype supports three types of storage: (i) memory storage (fixed or extensible), (ii) file storage, and (iii) database storage (for embedded databases). Unlike producer and processor components, storages have a memory of past states that can be queried a posteriori. A storage component can produce a stream only when it receives a query that expresses some constraints that can be temporal (items between two timestamps, items older than x, etc.), volumetric (the x last items) or a combination of them. The complying results are presented as a new stream that ends when the last item is sent. Each storage type supports these constraints, but some storages can accept specific parameters (e.g., the database storage can handle a SQL query directly).
Similarly, actuators are presented as Web services and are based on the information provided by the Thing Driver about the physical actions that the Thing is able to perform. Each action can receive specific typed parameters that compose an actuation contract which defines the name and the type of each parameter, and the type of the returned result if any.
Other services can be used to access the Thing’s metadata about the embedded sensors and actuators, the Thing’s capabilities (e.g., hardware, location, load, energy level, operator library), and the components that are currently deployed (e.g., input/output schemas and load).
4.2 Dioptase stream processing language (DiSPL)
As already mentioned, non-blocking operations are executed by processors, which are components dedicated to the execution of (i) compiled tasks that are linked to the middleware during the customization phase, and (ii) interpreted tasks that are described using the DiSPL DSL and deployed during the execution. This makes it possible to build logical and physical mashup graphs that use both compiled and interpreted tasks. Using the management services presented in the previous section, the developer is able to ask any known Thing to create a processor that executes either (i) a compiled task by providing its identifier, or (ii) an interpreted task by providing the DiSPL source code of the task.
The literature in stream processing already features languages like IBM SPL  but, in our case, the programs are intended to be interpreted directly onto the Things, as opposed to resource-rich servers. As a consequence, we introduce a new stream processing language, designed to be parsed efficiently by resource-constrained devices. Our language is based on the properties and the syntax of the functional language Scheme , which we chose for its simplicity and flexibility; S-Expressions have a very small grammar. The core of the language remains the same (variable definition, conditions, arithmetic and boolean expressions, etc.) but without λ-calculus support, which is not essential to describe continuous processing tasks, and increases the resources consumption of the interpreter. The general-purpose nature of the language makes feasible the description of a wide range of complex customized tasks, enhanced by various primitives dedicated to stream management. In addition, other instructions are related to the Thing management and includes the ability to create and deploy new components, connect components’ ports and monitor the Things’ resources (memory, CPU load, battery). As an example, the following snippet of DiSPL code shows the implementation of a simple COUNT program that uses instructions for reading the new incoming stream items (getNewItems), build new stream items (item), and write data into the output stream (write). Please note that a larger example is given in Appendix D, which consists in the implementation of a Bloom Filter  using DiSPL.
5 Experimental results
In order to evaluate our system, we implemented a prototypeb of Dioptase in Java and deployed it onto devices with heterogeneous capabilities. The choice of Java is motivated by (i) the advances in porting the Java Virtual Machine to small sensors , (ii) the existence of all-in-one Java sensors, such as Sun SPOT, and (iii) the huge number of operating systems that supports Java, enabling us to work directly with a wide range of devices (computers, smartphones, embedded systems, etc.).
The experiments presented in this section have two goals. First, we want to show that the customization phase enables the use of the Dioptase middleware on heterogeneous Things in order to serve HTTP streams with suitable performances relative to available resources. Second, we aim to analyze the overhead due to the code interpretation mechanism, by comparing the consumption of resources by compiled and interpreted tasks, respectively.
During our experiments, we focused on two Things: a Galaxy Nexus and an Oracle Sun SPOT. The Galaxy Nexus is a smartphone that we consider representative of today’s smart Things, i.e., a very powerful and mobile Thing . The device embeds a dual-core 1.2 GHz CPU (ARM Cortex-A9), one gigabyte of memory, and it runs with the Android 4.2.2 “Jelly Bean” operating system. Sun SPOTs are wireless motes developed by Sun Microsystems (today Oracle) that embed a small Java Micro Edition virtual machine called Squawk. The Sun SPOT v6 integrates a 400 MHz CPU (AT91SAM9G20) and one megabyte of memory. These motes are a perfect example of averagely powerful Things (or average Things for short) that, from our perspective, will compose the future IoT/WoT (average power, but modern execution environment) and that are targeted by our middleware. The same customized middleware (∼209 KB) is deployed on both the Spot and the phone and embeds all the modules, except the compression and cryptography plugins that are not used during the experiments.
5.1 Stream serving experiment
Our first experiment analyzes the ability of the Dioptase middleware to efficiently serve streams. Toward that end, a producer is deployed on the Thing and acquires data from the embedded light sensor. Every 500 milliseconds, the producer performs a new measurement and sends it (∼100 B/s) to each consumer connected to the component. Each consumer is deployed on a standard computer and, because the Spot and the phone have very different capabilities, the number of clients is different between the experiments. All the experiments generate raw data directly into the devices’ storages (the phone and the Spot embed two flash storages of respectively 16 GB and 4 MB). These data are retrieved and processed a posteriori. Before the beginning of the experiment, time informations are broadcasted (UDP) to synchronize the internal clock of each device; time error is less than ten milliseconds.
As expected, the devices resources decrease as the number of connections increases, up to a critical threshold that is clearly visible in Figure 6. After around 40 connections, the latency increases significantly (packet loss and resent many times) and, as a consequence of the Thing’s overload, the jitter grows quickly (Figure 7). For smart Things, we can see that even with 1000 connections, network and resource usage stay stable, as shown in Figure 8. These results on smart Things are very encouraging, with regard to Web-based DSMSs’ performances ,, which makes Dioptase a good solution for data streaming, with the benefit of advanced stream processing capabilities.
Assessing the performances of our middleware against other DSMSs is actually extremely difficult as the classes of Things and the criteria considered in other work are very different. Dioptase is designed to run on average Things, provides an in-network interpretation mechanism, and presents sensed data as embedded streaming Web services. These features are unique and cannot be compared to existing DSMSs. WSAN-based DSMSs typically focus on energy consumption for tiny Things but not on the ability to handle many heterogeneous parallel tasks. In contrast, Web-based DSMSs focus on smart Things, powerful servers, desktop computers or even the cloud. As a consequence, average Things provide inferior performances, in terms of simultaneous connections and processing speed.
Still, it is worth highlighting that the capability for an average Thing to serve around 30 streams of two measurements per second with a limited latency (< 500 ms) is, in absolute terms, suitable for most of the envisioned IoT/WoT scenarios . For example, let us consider the scenario of the SmartPark project , where informations about parking space availability are collected in order to synchronize and guide the drivers toward free parking spots. Specifically, each vehicle is equipped with a wireless communication device and exchanges informations with the Things (presence sensors) that are deployed at each parking spot. In this case, if each of these Things handles 30 streams, as shown in our performance experiments, it enables the entire parking network to manage and process thousands of streams (which is clearly more than necessary for this scenario). In addition, as in WSAN work, limiting the amount of data exchanged between Things is a goal of the IoT due to the energy constraints. In-network processing, compression and approximation are therefore used to ensure that only strictly useful data are exchanged by Things, alleviating the need for many simultaneous data streams.
5.2 Stream processing experiment
Our second experiment assesses the capability of Dioptase to support dynamic deployment of tasks, by evaluating the resource consumption of processors for compiled and interpreted tasks. The chosen task is a hash-based pipelined inner join , which is applied many times in parallel on two light streams produced by two different sensors: the light sensor local to the Thing, and a light sensor available from another Spot. As in the first set of experiments, the producer reads the light sensors every 500 ms.
The pipelined inner join requires a memory space that grows proportionally to the size of the input streams. The operator is implemented using one hash table per stream. When a new item x is received from an input stream, the operator checks if it is present in the tables of the other streams. If it is, the item is written in the output stream and stored in the related table.
Interpreted joins are of course more expensive than compiled ones, because of the depth-first search of the AST. The figures show that the interpreted join consumes approximately twice as much CPU as the compiled join. However, the execution on the phone is very efficient, with a pretty low difference between the two operators (approximately forty microseconds in the worst case, where some peaks are a consequence of the garbage collector). On the Spot, the Thing is overloaded with 60 interpreted joins and 90 compiled joins. These results are not a CPU problem, which is oversized for these types of operations, but a problem of memory, which is quickly full (especially because of the AST that requires more space than the hash tables).
The results obtained are satisfying, but are also difficult to compare to other DSMSs as, to the best of our knowledge, other DSMSs for constrained devices do not manage fully-dynamic tasks. The pipelined inner join is an expensive operation that consumes CPU and memory continuously, far more than other operations like counting or filtering that are computed in constant time and space. Relatively to the scenarios presented in , the Dioptase ability to run around sixty complex interpreted operations (respectively ninety compiled ones) in parallel on a single resource-constrained Thing is perfectly compatible with the needs of the IoT/WoT.
The IoT and related WoT are expected to become significant enablers of pervasive computing given the interaction with the physical world that they promote. However, numerous obstacles must be overcome by judiciously combining the knowledge acquired from the various visions involved rather than trying to reinvent the wheel.
In this paper, we presented Dioptase, a middleware that aims at simplifying building complex mashups based on the multiple data sources of the WoT. Dioptase makes it possible to integrate Things, even averagely powerful ones, with the Web and enables them to produce, process and store data streams dynamically. Each Thing, and by extension the entire network, is then seen as a consistent entity, dedicated to the (complex) processing of sensed data, and able to dynamically run tasks written in a DSL called DiSPL. This language aims to be simple, but flexible enough to describe such advanced operations and, for interoperability concerns, we plan to write converters from state-of-the-art stream processing languages like SPL  or C-SPARQL . We demonstrated that the Dioptase middleware can avoid the systematic use of centralized or partially centralized infrastructures, which are commonly used in WSAN-based DSMSs. In addition, we have shown that Dioptase is efficient enough to be deployed on average Things w.r.t. the IoT/WoT needs and use cases, and enables these Things to be integrated in the Web despite the additional complexity of data streaming communication.
Dioptase remains a work in progress. Our work can be first improved in a technical way, especially by enhancing the efficiency of the interpreter or integrating other continuous operators. However, we are more interested in dealing with many other IoT/WoT research problems. First, making each Thing an entity of generic processing is a first step toward simplifying the deployment and the distribution of applications within the WoT networks. The next step is to study how to manage security in this context of dynamic deployment, to avoid making the WoT a wide area of chaos. Access control, encryption, identification/authentication and trust management are the security aspects that must be studied in the future, reusing the existing state of the art technologies for security and privacy ,. The problems of integrating the semantic Web and enabling Things to collaborate and use public and shared knowledge (ontologies, knowledge base) are still active areas of research, as well as adaptation to unknown cases (overloaded network, breakdowns, transient errors, etc.). We plan, for example, to enable Things to automatically delegate, adapt and split their own tasks according to their environment, their load, their available resources and their capabilities. Finally, small Things must not be ignored in the IoT, of which they are a significant part. Since a lot of Things are mobile, average and smart Things can act opportunistically as gateways and proxies for very resource-limited Things (e.g., RFID chips or small embedded sensors). By presenting small Things as resources of average and smart Things, we want to enable developers to transparently query resource-limited Things in a similar way they query smart Things. In addition, we are working on a prototype of Dioptase for the Contiki  operating system, in order to integrate more devices to our research.
a In web development, a mashup is an application that composes data and services from many sources, using open programming interfaces. Some examples can be seen on http://www.programmableweb.com/mashups(last access: 10-14-2014).
b We are finalizing the prototype for release. The current version is made available to reviewers at http://www.rocq.inria.fr/arles/index.php/component/content/article/248(last access: 10-14-2014). The source code is password-protected: dioptase_inria_rev.
8.1 A Example of streams (access request and streaming) over HTTP, using the HTTP streaming technique
This is a network dump of the HTTP request (lines 1-2) sent to a producer by a consumer to acquire a stream called “light-stream”, and the resulting HTTP response (lines 3-11) where the stream items are written as they are produced.
Specifically, the request contains a parameter mode=stream, indicating that the consumer wants to receive the stream items using the HTTP streaming technique. Accordingly, the HTTP response is then configured to use chunks (line 4) and the streams items are written as chunks in the response while they are produced: lines 7-8 and 9-10 are two stream items (t is the timestamp and light is the attribute name), written as HTTP chunks. The HTTP response is not closed by the server until the stream reaches its end.
8.2 B Example of streams (access request and streaming) over HTTP, using the Web hooks technique
This is a network dump of the HTTP request (lines 1-2) sent to a producer by a consumer to acquire a stream called “light-stream”, and the resulting HTTP response (lines 3-4). While the stream items are produced, they are pushed by the producer to the consumer as HTTP request-response (lines 6-8 and 11-13).
Specifically, the first request contains a parameter mode=hook, indicating that the consumer wants a stream using the Web hooks technique. This request indicates to the producer that the Web hook to use for sending back the stream items is called “hook1”. Then, for each stream item produced into the stream, the producer sends an HTTP request to the consumer, using the hook name (/hooks/hook1 is the callback URI of the consumer): lines 6-8 and 11-13 are two stream items, encoded in the URI query string (t is the timestamp and light is the attribute name).
8.3 C Example of deployment of an interpreted processor through HTTP services
This is a network dump of the HTTP request (lines 1-20) sent to a Dioptase instance by a developer to deploy an interpreted processor called “processor-name” with a given piece of DiSPL code that consumes two streams, and the resulting HTTP response (lines 22-23).
Specifically, the parameters are encoded in the multipart/form-data MIME format (line 2), which is the common format for high-length parameters . The processor name is defined at lines 5-8, the DiSPL code at lines 9-13 and the URIs of the input streams that must be consumed by the processor are defined at lines 14-18. Given these URIs, the operation will specifically consume a local stream, produced by an operation already deployed on the Thing, and a remote stream currently produced by another Thing (220.127.116.11).
8.4 D Bloom Filter implementation using DiSPL
VI and BB are employed by Inria, the french national institute for research in computer science.
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